Our Promise to You

As a client of Wealth Management LAB™, you share both personal and financial information with us.  Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information Provided by Clients
In the normal course of doing business, we typically obtain the following nonpublic personal information about our clients:

  • Personal information regarding our client’s identity such as name, address, phone number and social security number;

  • Information regarding securities transactions effected by us; and

  • Client financial information such as assets, liabilities, income, expenses, tax, insurance, estate planning documents, credit reports and bank-investment-retirement account information and account balances.

How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested or permitted to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as permitted by law.  Additionally, we may share information with outside companies that perform administrative services for us.  However, our contractual arrangements with these service providers require them to treat your information as confidential.

In order to protect your personal information, we maintain physical, electronic and procedural safeguards to protect your personal information.  Our privacy policy restricts the use of client information and requires that it be held in strict confidence.

Client Notifications
We are required by law to annually provide a notice describing our privacy policy.  In addition, we will inform you promptly if there are changes to our policy.

Please do not hesitate to contact us with any questions about this notice.u